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Procedural fairness is still an important element of justice
under Ontario’s Family Law Rules. Sitting in appeal from a lower court
disposition, Justice Susan Himel essentially tells us that one must not permit
the expeditious procedures of the Family Law Rules to run roughshod over
a litigant having a real opportunity to place her position before the court.
The facts could not have been worse for this
fourteen-year-old mother who had enjoyed only minimal contact with her child
pending the crown wardship hearing. It was apparent that she had difficulty
communicating with her lawyers (the Children’s Lawyer and two subsequent
lawyers). Her parenting plan, such as it was, lacked any real convincing aspect
that it would benefit her child. But, that is not the end of the inquiry,
according to Justice Himel. There must be procedural fairness, the judge tells
us.
In the court below, Justice Marvin Zuker of the Ontario Court
of Justice would not put up with any further procedural delays in a case that
had already dragged on past all reasonable limits. Ontario’s Child and
Family Services Act as well as the Family Law Rules mandate the
parties to bring child welfare matters to a speedy conclusion. When the young
mother could not keep her lawyer on board at the first day of trial, the judge
took it upon himself to indicate that when the case next came back before him,
he was prepared to consider the matter summarily. The Catholic Children’s Aid
Society took the hint and filed extensive material. The young mother effectively
had no real opportunity to respond to the summary motion that had been initiated
by the judge. She asked the judge for an adjournment so she get another lawyer.
Justice Zuker said "no" and proceeded to consider the CCAS’s
extensive documentary evidence. He then heard from the young mother, her mother,
and the father’s mother. CCAS counsel cross examined extensively. Justice
Zuker granted the summary judgment motion – crown wardship with no access was
the result.
Justice Himel gives a learned dissertation on the ins and
outs of summary judgment motions under the Family Law Rules. Her
discussion is complete, logical and compelling. This case is compulsory reading
for any lawyer who plans to bring a summary judgment motion under those Rules.
This writer would criticize that analysis only on one point: She finds that a
judge can indeed initiate a summary judgment motion (even though Rule 16 clearly
states that it is "a party" who may bring such a motion). The judge
then finds that technically under the Rules, the young mother had
adequate notice of this judge-initiated motion. But that (thankfully) was not
enough to dispose of the matter. Justice Himel correctly goes on to consider
whether Justice Zuker erred in refusing an adjournment to retain a new lawyer.
Justice Himel relies upon jurisprudence from the Supreme
Court of Canada in finding that there must be procedural fairness in such
weighty matters. She finds a positive obligation upon the court to ensure that a
respondent in this youngster’s position has effective legal representation:
40 The Supreme Court of
Canada in New Brunswick (Minister of Health & Community Services) v.
G. (J.), supra, considered the rights of parents whose child is
the subject of a child protection hearing. Chief Justice Lamer stated at p.
56:
When government action triggers a hearing in which
the interests protected by s.7 of the Canadian Charter of Rights and
Freedoms are engaged, it is under an obligation to do whatever is
required to ensure that the hearing be fair.
A child protection hearing clearly triggers s.7
interests. Chief Justice Lamer held at p. 75 that "[s]ection 7
guarantees every parent the right to a fair hearing when the state seeks to
obtain custody of their children." Where parents are faced with the
prospect of losing custody of their children through state intervention,
they are entitled to representation by legal counsel at the hearing, and if
they cannot afford legal representation, then the state has a duty to
provide funding for legal representation. Effective parental participation
at the child protection hearing is essential to determine the best interests
of the child in circumstances where the parent seeks to maintain custody of
the child. Chief Justice Lamer held that the state can remove a child from
parental custody only in accordance with the principles of fundamental
justice which are to be found in the basic tenets of our legal system. At
pp.81 and 82, he wrote:
Thus, the principles of fundamental justice in child
protection proceedings are both substantive and procedural. The state
may only relieve a parent of custody when it is necessary to protect the
best interests of the child, provided that there is a fair procedure for
making this determination.
. . . . .
For the hearing to be fair, the parent must have an
opportunity to present his or her case effectively. ... If [they are]
denied the opportunity to participate effectively at the hearing, the
judge may be unable to make an accurate determination of the child's
best interests. There is a risk that the parent will lose custody of the
child when in actual fact it might have been in the child's best
interest to remain in his or her care.
…
42 As stated above, in a child protection
proceeding, a parent must have the opportunity to present his or her case
effectively. Participation in the hearing is essential to determine the best
interests of the child where the parent seeks to maintain custody. As the
court said in New Brunswick (Minister of Health & Community Services)
v. G (J.), supra at p. 84:
In proceedings as serious and complex as these, an unrepresented
parent will ordinarily need to possess superior intelligence or
education, communication skills, composure, and familiarity with the
legal system in order to effectively present his or her case.
As was the situation in that case, in the proceeding before Zuker J.
there was no evidence in the decision or on the record to suggest that the
appellant possessed such capacities.
43 Furthermore, in Ontario,
the s. 7 rights of any parent involved in child protection proceedings is
coupled with the legal obligation under s.38(5) of the Child & Family
Services Act for a minor parent to be represented by the Children's
Lawyer unless the court orders otherwise. In my view, legal representation
of F.B. in this case was necessary. While in some cases it is the fault of
the litigant that opportunities for legal representation are not used and
delay ensues, in this case, the court could have directed the Children's
Lawyer to act and to provide representation within an expedited time frame.
By proceeding with the summary judgment motion on February 28, 2000 after
removing counsel for the appellant from the record, I conclude that the
court below erred by breaching the s.7 rights of the appellant.
Justice Himel also quite correctly took issue with the manner
in which Justice Zuker conducted his mini hearing. She stated at paragraph 44:
While hearing defence witnesses may have appeared to be a
fairer way to proceed in the circumstances of this particular case, having
them testify without counsel and without preparation for this type of
hearing may have negated any procedural fairness that the court was
attempting to provide. Proceeding with the summary judgment motion in the
absence of legal representation was a denial of the appellant's s.7 rights
and right to due process.
Justice Himel was somewhat charitable to Justice Zuker. One
of the grounds of appeal was that Justice Zuker had "pre-judged the
issues". A reading of this reported decision leaves any objective observer
with the inescapable conclusion that Zuker, J had indeed made up his mind even
before he heard any of the evidence from the mother and the other two witnesses.
Nonetheless, Justice Himel finds (at paragraph 46) that the court below did not
pre-judge the issues, but the issue was not whether there was "a lack of
impartiality" but "whether there was due process and whether the
section 7 rights of the parties" were respected.
Justice Himel concedes that the evidence at Justice Zuker’s
hearing "was overwhelming" (paragraph 51). But that is not the end of
the inquiry for the respondent’s section 7 Charter rights were so
severely violated that one cannot rely upon the evidence. Her Honour sensibly
states:
On that evidence, the court may have correctly determined
there was no genuine issue for trial. However, this evidence was adduced in
a hearing which lacked procedural fairness. That the ultimate decision was
sound based upon the evidence led does not, in my view, justify the result.
Had the rights afforded to the appellant under s.7 of the Charter
been protected at the hearing, it is conceivable that the evidence at the
hearing would have been different and may have raised a genuine issue for
trial. One cannot speculate on what the evidence might have been, how it
would have been presented and what impact it would have had on the ultimate
decisions before the court.
And at paragraph 54, Justice Himel adds along the same vein:
The s.7 rights of the appellant were infringed by
requiring her to proceed without counsel on the date her solicitor was
ordered removed from the record. The process used by the court in
ascertaining the evidence was expeditious but lacked fairness. The motion
for summary judgment was so unilateral in its approach that the decision
from the court below cannot be permitted to stand in these circumstances.
Justice Himel has struck a much-needed blow in favour of
procedural fairness. This writer submits that there has been an unfortunate
tendency of late to give short shrift to procedural fairness. The stakes in this
case were understandably high (crown wardship without access). One would hope,
nonetheless, that this case might have wider implications beyond the realm of
crown wardship. Let this case serve as a wake up call to judges of first
instance. We need more sensitivity to procedural fairness under the Rules.
Expeditious resolution is indeed important. However, expediency and speed should
not trump the time honoured Latin maxim: audi alteram partem. Hear the
other side!
Our family courts are facing the challenge of many
self-represented litigants. In order to truly "hear the other side",
judges have to be particularly diligent to ensure that competing points of view
are effectively vetted. The judge has heard thousands of cases; based upon
extensive experience as a lawyer and a judge, it might be a natural human
tendency to prejudge the outcome and get there quickly. There is a strong
temptation to proceed expeditiously, whether by way of summary judgment or
otherwise. Indeed, Rule 2(3) mandates the court to be creative in its manner of
dispute resolution. But this Rule still requires the judge to ensure "that
the procedure is fair to all parties". Hopefully, Justice Himel has
cautioned all of us that weighty issues require a procedurally fair process –
even when the facts appear to be overwhelming.
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